Sunday, June 25, 2006

Racial Disparities in Academia

I have been giving this issue a lot of thought lately, and I would like to make some remarks concerning the number of Black faculty in higher education. Bear with me, as some of what I am saying is conjecture! But keep in mind that I have given the matter many hours of investigation and consider it to be of the utmost concern for all academics.


There are many aspects to the issue of Blacks' underrepresentation in tenured positions at top universities and research institutions. I am going to attempt to adopt an entirely positive, rather than normative approach, and just try to think about and offer some hypotheses as to why we observe what we observe without the kind of judgmental tendency that inevitably is connected with all our common goals of equality. It is, after al,l not the case that the role of Blacks in science is the only example of a group that is significantly underrepresented in an important activity and whose underrepresentation contributes to a shortage of role models for others who are considering being in that group.

The first hypothesis, which I think is the most plausible, is that academia is lifestyle choice which some people are more willing to make than others. I call this the high-powered job hypothesis. What fraction of young Blacks in their mid-twenties make a decision that they don't want to have a job that they think about eighty hours a week? What fraction of young Caucasians make a decision that they're unwilling to have a job that they think about eighty hours a week? To buttress conviction and theory with anecdote, a young Black person who worked very closely with me at the Treasury and who has subsequently gone on to work at Google highly successfully, is a 1994 graduate of Harvard Business School. He reports that of his first year section, there were twenty-two Blacks, of whom three are working full time at this point. So I think in terms of positive understanding, the first very important reality is just, who wants to do high-powered intense work?

The second hypothesis is relatively simple, but goes a long way towards describing the data. I call thsi the human varience hypothesis. It does appear that in many, many different human attributes - height, weight, propensity for criminality, overall IQ, mathematical ability, scientific ability - there is relatively clear evidence that whatever the difference in means, there is a difference in the standard deviation, and variability of a Caucasian versus a Black population. That is true with respect to attributes that are and are not plausibly culturally determined.

Even small differences in the standard deviation will translate into very large differences. If you look at the race ratios in the top 5% of twelfth grade standardized test scorers, you will see less than one Black person for every two Caucasians. Now, it's been pointed out by various people that these tests are not a very good measure and are not highly predictive with respect to people's ability in the long term. And that's absolutely right. But I don't think that resolves the issue at all. Because if my reading of the data is right, and there are some systematic differences in variability in different populations, then whatever the set of attributes are that are precisely defined to correlate with being an aeronautical engineer at MIT or being a chemist at Berkeley, those are probably different in their standard deviations as well.

So my sense is that the unfortunate truth (I would far prefer to believe something else, because it would be easier to address what is surely a serious social problem if something else were true) is that the combination of the high-powered job hypothesis and the differing variances probably explains a fair amount of this problem.

Think about it. There is reasonably strong evidence of taste differences between little black kids and little white kids. Somehow little black kids are inclined towards music and basketball, and little white kids are inclined towards books and engineering. Most of what we've learned from empirical psychology in the last fifteen years has been that people naturally attribute things to socialization that are in fact not attributable to socialization. For example, the confident assertions that autism was a reflection of parental characteristics that were absolutely supported and that people knew from years of observational evidence have now been proven to be wrong.

The human mind has a tendency to grab to the socialization hypothesis when you can see it, and it often turns out not to be true. When there were no black kids majoring in chemistry, when there were no black kids majoring in biology, it was much easier to blame socialization. Then, as we are increasingly finding today, the problem is what's happening when people are twenty, or when people are twenty-five, in terms of their patterns, and the rate at which they drop out of the pipeline.

The most controversial question, and the most difficult question to judge, is what is the role of discrimination? To what extent is there overt discrimination? Surely there is some. Much more tellingly, to what extent are there pervasive patterns of passive discrimination and stereotyping in which people like to choose people like themselves, and the people in the previous group are disproportionately Caucasian, and so they choose people who are like themselves, who are disproportionately Caucasian. No one who's been in a university department or who has been involved in personnel processes can deny that this kind of taste does go on, and it is something that happens, and it is something that absolutely, vigorously needs to be combated.

However, if it was really the case that everybody was discriminating, there would be very substantial opportunities for a limited number of people who were not prepared to discriminate to assemble remarkable departments of high quality people at relatively limited cost simply by the act of their not discriminating. And there are certainly examples of institutions that have focused on increasing their diversity to their substantial benefit, but if there was really a pervasive pattern of discrimination that was leaving an extraordinary number of high-quality potential candidates behind, one suspects that in the highly competitive academic marketplace, there would be more examples of institutions that succeeded substantially by working to fill the gap. And I think one sees relatively little evidence of that.

So my best guess, to provoke you, of what's behind all of this is that the largest phenomenon, by far, is the general clash between people's legitimate desires and employers' current desire for high power and high intensity, that in the special case of science and engineering, there are issues of intrinsic aptitude, and particularly of the variability of aptitude, and that those considerations are reinforced by what are in fact lesser factors involving socialization and continuing discrimination.

Let me just conclude by saying that I've given you my best guesses after a fair amount of reading the literature and a lot of talking to people. They may be all wrong. I will have served my purpose if I have provoked thought on this question and provoked the marshalling of evidence to contradict what I have said. But I think we all need to be thinking very hard about how to do better on these issues and that they are too important to sentimentalize rather than to think about in as rigorous and careful ways as we can.

Finally, my question to you is: do you think I am qualified to be the public face of a top-tier academic and research institution? By which I mean, does my presenting these hypotheses based on scientific conjecture, even though they may be unpopular or controversial, make you leery of my representing you as a fellow intellectual academic?

13 Comments:

Blogger MadHadron said...

Hmm...anecdotally, I'm inclined to think little white kids are just as interested in bad music and basketball (or football or American football depending on where you are).

However, let us assume for the sake of argument that your likelihood to become a professional scientist depends on your intelligence. The limits at least are plausible: someone with Fragile X retardation is unlikely to become a physicist, while someone like Ed Witten had a fair chance of doing so.

The Gaussian that's used to model large populations is a result of the central limit theorem, which also includes provisions for how the standard deviation scales in the limit of adding up lots of variables. A smaller population has a narrower curve, and the standard deviation scales with sqrt(N).

A minority of 30% will have a standard deviation a factor sqrt(0.3)/sqrt(0.7) = 0.65 smaller than the majority (which is where that sqrt(0.7) comes from). Put in the totally unrealistic (but easy to calculate) assumption, that if your intelligence is lower than 1 sigma of the total population (minority plus majority) greater than the mean, you don't become a scientist, and if it's higher, you do.

A little trip through error functions (which I plugged into Mathematica; my tables are in another room) tells us that in this model the proportion of the 30% minority who become scientists is 7%, while for the 70% majority it is 23%.

Immediately there are some worries about the empirical data from Asian populations in the US, but I suspect that it's an artifact of immigration nonuniformly sampling the population.

And no, you are not qualified to be the public face of an institution. The public face's job is to bring in the funding and make everyone impressed with how wonderful the institution is. Perhaps this is not the way it should be, but it certainly is the way it is.

8:56 AM  
Blogger Joolya said...

I love it, keep 'em coming!

9:35 AM  
Anonymous boomy said...

did you just do a find/replace?

brilliant.

2:09 PM  
Anonymous Springy said...

Tchah! This is my first time reading this turgid rubbish. How did he manage to become head of the "best university in the world"? That's what I would like to know. Excellent point, well made, Joolya.

3:43 PM  
Blogger Joolya said...

the text from which i 'find-and-replaced' the above (as well as edited as it is appallingly tough to read) can be found here.

I wondered how many people would take this seriously.

4:04 PM  
Anonymous audubon said...

as a little white kid, i definitely chose music and basketball over books and engineering. having been raised in over 33 places by the time i hit my teens, half of which were in very diverse (and poor) areas of philly, half in majority white (and rich) areas around boston, i would have to argue your scientific data on all points. and yes, i had these arguments in all my anthropology classes too: nurture over nature. no question. i don't care what the data says. i can bet you my first child that the people who collected 98% of that data were white. and wealthy. and that makes a difference.

i'm a big believer in affirmative action, and i'd gladly forfeit a good job for a person of color to have it, if doing so would ensure more diversity and fair hiring practises in the workplace for future generations.

also, "who wants to do high-powered intense work?" motivated people. especially those at an economic disadvantage. the questions we should be asking are, who are the role models of the scientific community? what color are they? where is the funding for science outreach to teenagers of color, or poor teenagers, or teenagers with little or no family support for their education?

what astounds me about this and similar data is its singular focus on race, particularly black/white, leaving out the all more egregious factor of class and economic background. what's the percentage of poor white kids who go on to become high-level scientists? probably not as high as the rich white kids.

bla bla, i can go on and on. but i can't read "data" on race and academia without my blood boiling, thinking of my Jamaican roommate at Smith who graduated cum laude in chemistry and bioengineering, my two Indian roommates who graduated with honors in biochem and finance, all of whom had parents who emotionally and financially supported them to achieve a high-powered career in the sciences...and then my non-rich friends from childhood, white and black, whose only goal at age 13 was to have enough to eat and get home from without getting jumped, though we weren't always so lucky.

so it's a tricky question, but i will always lean away from "scientific data" or the term "socialization" and more towards the advantages and disadvantes of ones' culture, which includes socioeconomic and racial background.

4:06 PM  
Anonymous audubon said...

OOH, YOU'RE SO TRICKY, JULES!!

4:08 PM  
Blogger Joolya said...

hahaha, gotcha bon!!!

that's okay, i got springy, too. ;)

4:36 PM  
Anonymous Springy said...

Actually, having just read the transcript, it is suprising that someone so high-powered could be so blundering. Some of the things he says are positive, like the problems with childcare and the long-hours culture that make it difficult for women if they want to have kids. But then he says things "just to provoke" and admits himself that he uses "anecdote" and his is an "interpretation" that is designed to start a debate. He knew this was controversial and he was going to get a lot of flack for it. For an institution that relies on private investments in the form of tuition fees and endowments the president should have a better grasp of PR than this. And that's not considering Summers's disagreements with some of the faculty. Could it be that he chose suicide? Or saw himself as some avenging conservative knight, speaking truth to the forces of political correctness? How very childish.

4:50 PM  
Anonymous Springy said...

You did get me - I realised there was something going on but I couldn't work out quite what it was. Why would a good writer and careful thinker trot out such garbage, I thought? And you're not the public face of an institution either (although I have every belief that you will one day, even if your brain is funny because you've got a womb).

4:55 PM  
Blogger Joolya said...

a womb in my brain! shee-it, that must be why i get those headaches...

5:09 PM  
Anonymous boomy said...

totally! wandering womb was a common diagnosis in the middle ages and early modern period. you should light some sweet smelling insence between your legs to lure the womb back down where it belongs. either that or have an orgasm.

those were the treatments for wandering womb, anyway.

6:29 PM  
Blogger Joolya said...

like how you put a steak on your skin to draw out the botfly larvae?

7:09 PM  

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